Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (since 29 Aug 2023)
- [FCA CF] Material risk taker (since 16 Dec 2022)
- [FCA CF] Manager of certification employee (since 8 Nov 2019)
- [FCA CF] Client dealing (since 8 Nov 2019)
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- [FCA CF] Client dealing (7 Mar 2016 to 17 Oct 2019)
- CF30 Customer (10 Nov 2015 to 6 Mar 2016)
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- CF30 Customer (29 Dec 2009 to 4 Nov 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.