Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • StreamBank PLC

    FRN 954876

    • SMF2 Chief Finance (since 28 Jun 2022)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • SMF18 Other Overall Responsibility (14 Jun 2018 to 31 Mar 2019)
    • CF29 Significant management (11 Feb 2013 to 6 Mar 2016)
    • CF10 Compliance Oversight (1 Aug 2008 to 24 Sep 2010)
    • CF28 Systems and controls (1 Nov 2007 to 23 Jul 2012)
    • CF14 Risk Assessment (11 Oct 2004 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 11 Feb 2013)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.