Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (31 Jan 2019 to 12 Mar 2021)
- [FCA CF] Manager of certification employee (15 Feb 2017 to 12 Mar 2021)
- [PRA CF] Managing a material risk taker (15 Feb 2017 to 16 Mar 2021)
- [FCA CF] Client dealing (15 Feb 2017 to 12 Mar 2021)
- CF30 Customer (4 Nov 2014 to 6 Mar 2016)
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- [PRA CF] Significant risk taker or Material risk taker (31 Jan 2019 to 12 Mar 2021)
- [FCA CF] Manager of certification employee (17 Sep 2018 to 12 Mar 2021)
- [PRA CF] Managing a material risk taker (17 Sep 2018 to 16 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.