Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Global Asset Management (UK) Limited
FRN 189154
- [FCA CF] Material risk taker (since 28 Apr 2024)
- SMF4 Chief Risk (1 Apr 2023 to 28 Apr 2024)
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- [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2023)
- CF4 Partner (29 Mar 2016 to 1 Nov 2019)
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- CF30 Customer (1 Nov 2007 to 7 Mar 2011)
- CF21 Investment Adviser (14 Mar 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 7 Mar 2011)
- CF21 Investment Adviser (14 Mar 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.