Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (24 Jan 2019 to 6 Aug 2019)
    • [FCA CF] Client dealing (13 Dec 2016 to 18 Sep 2019)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (24 Jan 2019 to 6 Aug 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.