Jean-Marc Mercier

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (18 Feb 2019 to 14 Apr 2020)
    • [FCA CF] Manager of certification employee (18 Feb 2019 to 9 Oct 2020)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jul 2018 to 6 Jul 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (16 Nov 2016 to 6 Jul 2022)
    • [PRA CF] Managing a material risk taker (27 May 2016 to 14 Apr 2020)
    • [FCA CF] Manager of certification employee (27 May 2016 to 9 Oct 2020)
    • [PRA CF] Significant risk taker or Material risk taker (27 May 2016 to 6 Jul 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.