Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN BROTHERS HARRIMAN INVESTOR SERVICES LTD. (no longer approved here)

    FRN 190266

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 1 Oct 2023)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 9 Dec 2019)
    • CF1 Director (19 Jan 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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