Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (27 May 2021 to 22 Dec 2025)
- SMF21 EEA Branch Senior Manager (EBSM) (16 Dec 2020 to 27 May 2021)
- [FCA CF] Client dealing (16 Mar 2016 to 22 Dec 2025)
- [FCA CF] Manager of certification employee (16 Mar 2016 to 22 Dec 2025)
- [FCA CF] Material risk taker (16 Mar 2016 to 22 Dec 2025)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (22 Dec 2005 to 31 Oct 2007)
- CF26 Customer Trading (28 Sep 2005 to 22 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.