Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (9 Nov 2010 to 31 Oct 2011)
- CF11 Money Laundering Reporting (3 Mar 2006 to 3 Jul 2006)
- CF10 Compliance Oversight (27 Jul 2005 to 20 May 2008)
- CF20 Significant Mgt (Settlements) (9 Dec 2002 to 20 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.