Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 13 Nov 2009)
    • CF21 Investment Adviser (19 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 May 2006 to 19 Dec 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (21 Mar 2003 to 3 Mar 2006)
    • CF22 Investment Adviser (Trainee) (30 Apr 2002 to 21 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.