Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Herald Investment Management Limited (no longer approved here)

    FRN 166064

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 19 Dec 2025)
    • CF2 Non Executive Director (1 Nov 2017 to 8 Dec 2019)
  • Rossie House Investment Management LLP (no longer approved here)

    FRN 793399

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2020)
    • CF30 Customer (1 Jun 2018 to 8 Dec 2019)
    • CF4 Partner (1 Jun 2018 to 5 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.