Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Montreal (no longer approved here)

    FRN 124788

    • SMF4 Chief Risk (7 Mar 2016 to 25 Sep 2018)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF14 Risk Assessment (3 Jan 2003 to 31 Oct 2007)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • CF28 Systems and controls (21 Jan 2008 to 25 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.