Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RiverRock Capital Limited (no longer approved here)

    FRN 599241

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2021)
    • CF1 Director (9 Mar 2016 to 8 Dec 2019)
    • CF30 Customer (9 Mar 2016 to 8 Dec 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 12 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.