Jean-Baptiste Aussourd

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (7 Mar 2016 to 26 Feb 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 26 Feb 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Mar 2020)
    • CF30 Customer (20 May 2014 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (30 Apr 2012 to 19 Feb 2014)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (30 Apr 2012 to 19 Feb 2014)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (27 May 2008 to 5 Apr 2012)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 16 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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