Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Client dealing (11 Jul 2024 to 13 Mar 2026)
    • [FCA CF] Functions requiring qualifications (11 Jul 2024 to 13 Mar 2026)
  • Forvis Mazars Financial Planning Limited (no longer approved here)

    FRN 182644

    • [FCA CF] Client dealing (19 May 2022 to 31 Jan 2024)
    • [FCA CF] Functions requiring qualifications (19 May 2022 to 31 Jan 2024)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (25 Mar 2011 to 27 Mar 2019)
    • CF1 Director (AR) (25 Mar 2011 to 15 May 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (15 Oct 2009 to 18 Apr 2011)
    • CF1 Director (AR) (15 Oct 2009 to 18 Apr 2011)
  • Alpha Financial Associates Ltd (no longer approved here)

    FRN 210135

    • (21)Employed By (1 Feb 2008 to 22 Oct 2009)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Feb 2008 to 22 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

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