Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Global Asset Management (UK) Limited
FRN 189154
- [FCA CF] Material risk taker (since 1 Apr 2023)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 31 Mar 2023)
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- [FCA CF] Material risk taker (1 Jan 2022 to 1 Apr 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.