Jayne Elizabeth Smallman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jun 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jun 2020)
    • CF30 Customer (26 Jul 2019 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (20 Feb 2015 to 14 Jun 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (11 Dec 2008 to 22 Apr 2014)
    • CF21 Investment Adviser (16 Aug 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Mar 2003 to 16 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.