Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
ARBUTHNOT LATHAM & CO., LIMITED
FRN 143336
- Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2023)
-
- SMF9 Chair of the Governing Body (9 Dec 2019 to 10 Mar 2021)
- CF2 Non Executive Director (2 Oct 2017 to 8 Dec 2019)
- CF1 Director (3 Jan 2017 to 2 Oct 2017)
- CF3 Chief Executive (3 Jan 2017 to 2 Oct 2017)
- Responsibility for MCD Intermediation (3 Jan 2017 to 2 Oct 2017)
-
- SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 9 Oct 2023)
- SMF13 Chair of the Nominations Committee (9 Dec 2019 to 9 Oct 2023)
- SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Dec 2023)
- CF2 Non Executive Director (4 Oct 2018 to 8 Dec 2019)
-
- CF2 Non Executive Director (29 Mar 2011 to 16 Jan 2014)
-
- CF2 Non Executive Director (AR) (9 Jul 2007 to 29 Nov 2007)
-
- Employed By (9 Jul 2007 to 29 Nov 2007)
-
- CF1 Director (12 Jul 2006 to 18 Jul 2014)
- CF3 Chief Executive (12 Jul 2006 to 18 Jul 2014)
- CF8 Apportionment and Oversight (12 Jul 2006 to 31 Mar 2009)
-
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 27 Nov 2002)
-
- CF2 Non Executive Director (1 Dec 2001 to 2 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.