Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 13 Jan 2023)
  • Frank Investments Limited (no longer approved here)

    FRN 627697

    • CF2 Non Executive Director (AR) (8 Apr 2021 to 5 Apr 2022)
    • CF30 Customer (8 Apr 2021 to 5 Apr 2022)
  • OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED (no longer approved here)

    FRN 171748

    • CF1 Director (17 Nov 2016 to 15 Oct 2018)
    • CF8 Apportionment and Oversight (30 Mar 2007 to 31 Oct 2007)
    • CF3 Chief Executive (30 Mar 2007 to 15 Oct 2018)
    • Responsible for Insurance Mediation (30 Mar 2007 to 12 Feb 2009)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF17 Significant Mgt (Other Business Operations) (1 Mar 2005 to 19 Dec 2006)
    • CF1 Director (AR) (31 Oct 2004 to 19 Dec 2006)
    • CF3 Chief Executive (AR) (31 Oct 2004 to 19 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.