Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (10 Jun 2021 to 30 Sep 2022)
    • [FCA CF] Manager of certification employee (10 Jun 2021 to 30 Sep 2022)
    • [FCA CF] Material risk taker (10 Jun 2021 to 30 Sep 2022)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (10 Jun 2021 to 30 Sep 2022)
    • [FCA CF] Material risk taker (10 Jun 2021 to 30 Sep 2022)
    • [FCA CF] Manager of certification employee (10 Jun 2021 to 30 Sep 2022)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (5 Jul 2012 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2004)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (5 Jul 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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