Jayesh Pandya

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Flemmings Financial Planning Limited

    FRN 593858

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
    • [FCA CF] Client dealing (since 2 Jan 2024)
  • Affinity Group Financial Services Limited

    FRN 949987

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 26 Jul 2021)
    • Responsibility for MCD Intermediation (since 26 Jul 2021)
    • Responsible for Insurance Distribution (since 26 Jul 2021)
    • SMF16 Compliance Oversight (since 26 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Jul 2021)
    • SMF3 Executive Director (since 26 Jul 2021)
    • [FCA CF] Client dealing (since 26 Jul 2021)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
    • CF30 Customer (3 Mar 2016 to 8 Dec 2019)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (9 Sep 2014 to 15 Jan 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (9 Jun 2011 to 28 Dec 2012)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (3 Apr 2009 to 26 Jan 2011)
  • Wilson Dean Associates Limited (no longer approved here)

    FRN 219004

    • Employed By (3 Apr 2009 to 26 Jan 2011)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF4 Partner (AR) (12 Sep 2006 to 24 Sep 2008)
    • CF1 Director (AR) (1 Sep 2006 to 12 Sep 2006)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF22 Investment Adviser (Trainee) (15 Nov 2002 to 7 Feb 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF22 Investment Adviser (Trainee) (15 Nov 2002 to 7 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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