Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 28 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 28 Aug 2024)
    • [FCA CF] Client dealing (since 18 Jan 2024)
    • [FCA CF] Manager of certification employee (1 Nov 2024 to 6 Feb 2026)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 28 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 28 Aug 2024)
    • [FCA CF] Client dealing (since 18 Jan 2024)
    • [FCA CF] Manager of certification employee (1 Nov 2024 to 6 Feb 2026)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
    • [FCA CF] Client dealing (14 Mar 2018 to 18 Dec 2023)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (19 Oct 2009 to 14 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.