Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (31 Aug 2011 to 9 Jan 2013)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 15 Oct 2010)
    • CF21 Investment Adviser (10 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Apr 2005 to 10 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.