Javier Serna Avias

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Bilbao Vizcaya Argentaria SA

    FRN 139228

    • [FCA CF] Manager of certification employee (since 27 Feb 2023)
    • [FCA CF] Proprietary trader (since 11 Feb 2022)
    • [FCA CF] Material risk taker (12 Aug 2019 to 11 Feb 2022)
    • [FCA CF] Client dealing (6 Mar 2017 to 11 Aug 2019)
    • CF30 Customer (22 Sep 2010 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 13 May 2008)
    • CF21 Investment Adviser (31 Oct 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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