Javier Rodriguez

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • [FCA CF] Material risk taker (1 Aug 2021 to 18 Sep 2023)
    • [FCA CF] Client dealing (1 Aug 2021 to 18 Sep 2023)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 21 Aug 2023)
    • CF29 Significant management (15 May 2015 to 8 Dec 2019)
    • CF30 Customer (22 Oct 2010 to 8 Dec 2019)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF30 Customer (1 Nov 2007 to 18 Feb 2009)
    • CF21 Investment Adviser (28 Feb 2006 to 31 Oct 2007)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF21 Investment Adviser (1 Dec 2001 to 19 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.