Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (26 Sep 2019 to 9 Sep 2021)
- [FCA CF] Client dealing (21 Dec 2016 to 4 Jul 2023)
- [FCA CF] Manager of certification employee (21 Dec 2016 to 6 Jan 2018)
- CF21 Investment Adviser (22 Mar 2006 to 8 Jan 2007)
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- [PRA CF] Significant risk taker or Material risk taker (26 Sep 2019 to 9 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.