Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (26 Sep 2019 to 9 Sep 2021)
    • [FCA CF] Client dealing (21 Dec 2016 to 4 Jul 2023)
    • [FCA CF] Manager of certification employee (21 Dec 2016 to 6 Jan 2018)
    • CF21 Investment Adviser (22 Mar 2006 to 8 Jan 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (26 Sep 2019 to 9 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.