Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 18 Jan 2021)
    • [FCA CF] Manager of certification employee (since 18 Jan 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (31 Aug 2017 to 8 Dec 2019)
    • CF4 Partner (31 Aug 2017 to 8 Dec 2019)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (30 Sep 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.