Jatinder Singh Nijjar

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Scottish Widows Schroder Personal Wealth Limited
FRN 830170
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 11 Jul 2023)
- [FCA CF] Client dealing (since 11 Jul 2023)
HSBC UK Bank Plc (no longer approved here)
FRN 765112
- [FCA CF] Functions requiring qualifications (25 Sep 2018 to 10 Jul 2020)
Regency Wealth Ltd (no longer approved here)
FRN 578309
- (17)Employed By (11 Dec 2014 to 27 Apr 2018)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (30 Jun 2014 to 27 Apr 2018)
Harminder Phull (no longer approved here)
FRN 612888
- (5)Employed By (30 Jun 2014 to 11 Dec 2014)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (5 Jun 2008 to 28 Feb 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.