Jatinder Pal Singh Puri

• 2 Plan Wealth Management Limited

  FRN 461598

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 25 Sep 2025)
  • CF1 Director (AR) (since 30 Sep 2024)
  • CF30 Customer (since 30 Sep 2024)
  • [FCA CF] Functions requiring qualifications (15 Jul 2024 to 25 Sep 2025)
  • [FCA CF] Client dealing (15 Jul 2024 to 25 Sep 2025)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • Appointed representative dealing with clients for which they require qualification (5 Jul 2023 to 11 Jul 2024)
  • CF30 Customer (19 Feb 2019 to 11 Jul 2024)
  • CF1 Director (AR) (19 Feb 2019 to 11 Jul 2024)
• Quilter Mortgage Planning Limited (no longer approved here)

  FRN 440718

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Jul 2023)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF30 Customer (1 Dec 2017 to 15 Feb 2019)
• Marlow Wealth Management Limited (no longer approved here)

  FRN 587526

  • (3)Employed By (1 Dec 2017 to 11 Jul 2024)
• NatWest Markets Plc (no longer approved here)

  FRN 121882

  • CF30 Customer (29 Jan 2013 to 15 Jun 2015)
• Santander UK Plc (no longer approved here)

  FRN 106054

  • CF30 Customer (5 Sep 2008 to 26 Sep 2011)
• Life Insurance Corporation of India (no longer approved here)

  FRN 110379

  • CF22 Investment Adviser (Trainee) (21 Nov 2005 to 22 Dec 2005)

No changes recorded yet.