Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • SMF3 Executive Director (31 Jan 2025 to 13 Feb 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (13 May 2005 to 31 Oct 2007)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • SMF18 Other Overall Responsibility (2 Oct 2023 to 13 Feb 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 2 Oct 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Oct 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
    • CF29 Significant management (20 Aug 2013 to 11 Nov 2014)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (20 Aug 2003 to 31 Oct 2007)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • SMF18 Other Overall Responsibility (2 Oct 2023 to 13 Feb 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Oct 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 2 Oct 2023)
    • CF29 Significant management (20 Aug 2013 to 11 Nov 2014)
    • CF30 Customer (1 Dec 2009 to 8 Dec 2019)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • SMF18 Other Overall Responsibility (2 Oct 2023 to 13 Feb 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Oct 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 2 Oct 2023)
    • CF29 Significant management (20 Aug 2013 to 11 Nov 2014)
    • CF30 Customer (1 Dec 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.