Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (31 Jan 2025 to 13 Feb 2026)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (13 May 2005 to 31 Oct 2007)
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- SMF18 Other Overall Responsibility (2 Oct 2023 to 13 Feb 2026)
- [FCA CF] Significant management (9 Dec 2019 to 2 Oct 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Oct 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
- CF29 Significant management (20 Aug 2013 to 11 Nov 2014)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (20 Aug 2003 to 31 Oct 2007)
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- SMF18 Other Overall Responsibility (2 Oct 2023 to 13 Feb 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Oct 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
- [FCA CF] Significant management (9 Dec 2019 to 2 Oct 2023)
- CF29 Significant management (20 Aug 2013 to 11 Nov 2014)
- CF30 Customer (1 Dec 2009 to 8 Dec 2019)
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- SMF18 Other Overall Responsibility (2 Oct 2023 to 13 Feb 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Oct 2023)
- [FCA CF] Significant management (9 Dec 2019 to 2 Oct 2023)
- CF29 Significant management (20 Aug 2013 to 11 Nov 2014)
- CF30 Customer (1 Dec 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.