Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rosemount Financial Solutions (IFA) Limited
FRN 535515
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 11 Sep 2025)
- CF1 Director (AR) (since 8 Sep 2025)
- CF30 Customer (since 8 Sep 2025)
- [FCA CF] Functions requiring qualifications (17 Sep 2024 to 11 Sep 2025)
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Zeal Wealth Ltd
FRN 1040159
- Employed By (since 8 Sep 2025)
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- [FCA CF] Functions requiring qualifications (18 Jun 2024 to 17 Sep 2024)
- [FCA CF] Client dealing (18 Jun 2024 to 17 Sep 2024)
- CF1 Director (AR) (18 Jun 2021 to 26 Jun 2024)
- Appointed representative dealing with clients for which they require qualification (10 Dec 2019 to 18 Jun 2024)
- CF30 Customer (12 Feb 2019 to 26 Jun 2024)
Recent activity
Updates to this individual's record on the FCA register.
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