Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ValidPath Limited
FRN 197107
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF1 Director (AR) (since 2 Nov 2004)
- CF21 Investment Adviser (21 Sep 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Nov 2004 to 21 Sep 2005)
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Evergreen Financial Ltd
FRN 410455
- (2)Employed By (since 2 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.