Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (8 Mar 2024 to 18 Jun 2025)
    • [FCA CF] Client dealing (10 Nov 2023 to 18 Jun 2025)
    • [FCA CF] Manager of certification employee (10 Nov 2023 to 18 Jun 2025)
    • CF21 Investment Adviser (19 Jun 2006 to 18 Apr 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (8 Mar 2024 to 18 Jun 2025)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (1 Sep 2022 to 20 Sep 2023)
    • [FCA CF] Material risk taker (1 Sep 2022 to 20 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2022 to 20 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.