Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [PRA CF] Significant risk taker or Material risk taker (8 Mar 2024 to 18 Jun 2025)
- [FCA CF] Client dealing (10 Nov 2023 to 18 Jun 2025)
- [FCA CF] Manager of certification employee (10 Nov 2023 to 18 Jun 2025)
- CF21 Investment Adviser (19 Jun 2006 to 18 Apr 2007)
-
- [PRA CF] Significant risk taker or Material risk taker (8 Mar 2024 to 18 Jun 2025)
-
- [FCA CF] Client dealing (1 Sep 2022 to 20 Sep 2023)
- [FCA CF] Material risk taker (1 Sep 2022 to 20 Sep 2023)
- [PRA CF] Significant risk taker or Material risk taker (1 Sep 2022 to 20 Sep 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.