Jason Willis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP Broking Limited
FRN 154234
- [FCA CF] Client dealing (since 1 Aug 2022)
TP ICAP Global Markets Americas LLC
FRN 549855
- [FCA CF] Client dealing (since 30 Jun 2022)
- CF30 Customer (13 Jan 2016 to 8 Dec 2019)
TP ICAP Markets Limited
FRN 124520
- [FCA CF] Client dealing (since 30 Jun 2020)
- CF30 Customer (13 Jan 2016 to 8 Dec 2019)
JB Drax Honore (UK) Limited (no longer approved here)
FRN 585303
- CF30 Customer (3 Dec 2012 to 14 Jul 2015)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (1 Nov 2007 to 26 Mar 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.