Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lazard Asset Management Limited (no longer approved here)

    FRN 121839

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Apr 2022)
    • CF30 Customer (12 Mar 2008 to 8 Dec 2019)
  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • CF30 Customer (1 Nov 2007 to 15 Jan 2008)
    • CF27 Investment Management (13 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.