Jason William Padfield Steen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • STEEN ASSOCIATES LTD

    FRN 478549

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF3 Chief Executive (25 Jun 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (25 Jun 2008 to 31 Mar 2009)
    • CF30 Customer (25 Jun 2008 to 8 Dec 2019)
    • CF1 Director (25 Jun 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Jun 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Jun 2008 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 11 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.