Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Warby Wealth Management
FRN 126671
- Responsible for Insurance Distribution (since 10 Jan 2023)
- SMF16 Compliance Oversight (since 10 Jan 2023)
- Responsibility for MCD Intermediation (since 23 Sep 2016)
- SMF27 Partner (9 Dec 2019 to 22 Jan 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF4 Partner (1 Dec 2001 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.