Jason Steven Ricci

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • B2C2 OTC Ltd

    FRN 810834

    • [FCA CF] Client dealing (since 5 Nov 2024)
    • [FCA CF] Material risk taker (since 5 Nov 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (1 Sep 2023 to 17 Jul 2024)
    • [FCA CF] Manager of certification employee (12 Jan 2017 to 17 Jul 2024)
    • [FCA CF] Client dealing (7 Sep 2016 to 17 Jul 2024)
    • CF30 Customer (2 Apr 2015 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (1 Sep 2023 to 17 Jul 2024)
    • [FCA CF] Manager of certification employee (12 Jan 2017 to 17 Jul 2024)
    • [FCA CF] Client dealing (7 Sep 2016 to 17 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

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