Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 29 Apr 2021)
    • [FCA CF] Client dealing (since 29 Apr 2021)
  • Kieron John Bassett (no longer approved here)

    FRN 144667

    • CF10 Compliance Oversight (11 Oct 2018 to 10 Jul 2019)
    • CF11 Money Laundering Reporting (11 Oct 2018 to 10 Jul 2019)
    • CF30 Customer (15 Oct 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.