Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pensionhelp Limited
FRN 754665
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 29 Apr 2021)
- [FCA CF] Client dealing (since 29 Apr 2021)
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- CF10 Compliance Oversight (11 Oct 2018 to 10 Jul 2019)
- CF11 Money Laundering Reporting (11 Oct 2018 to 10 Jul 2019)
- CF30 Customer (15 Oct 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.