Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Managing a material risk taker (since 17 Jan 2022)
    • [FCA CF] Significant management (3 Mar 2025 to 5 Mar 2026)
    • [FCA CF] Manager of certification employee (21 Sep 2021 to 4 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (21 Sep 2021 to 4 Mar 2022)
    • [PRA CF] Managing a material risk taker (since 17 Jan 2022)
    • [FCA CF] Significant management (3 Mar 2025 to 5 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (3 Mar 2025 to 5 Mar 2026)
    • [FCA CF] Manager of certification employee (18 Dec 2024 to 24 Mar 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (4 Feb 2005 to 25 May 2006)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF21 Investment Adviser (4 Feb 2005 to 25 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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