Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Managing a material risk taker (since 17 Jan 2022)
- [FCA CF] Significant management (3 Mar 2025 to 5 Mar 2026)
- [FCA CF] Manager of certification employee (21 Sep 2021 to 4 Mar 2022)
- [PRA CF] Significant risk taker or Material risk taker (21 Sep 2021 to 4 Mar 2022)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Managing a material risk taker (since 17 Jan 2022)
- [FCA CF] Significant management (3 Mar 2025 to 5 Mar 2026)
- [PRA CF] Significant risk taker or Material risk taker (3 Mar 2025 to 5 Mar 2026)
- [FCA CF] Manager of certification employee (18 Dec 2024 to 24 Mar 2025)
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- CF21 Investment Adviser (4 Feb 2005 to 25 May 2006)
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- CF21 Investment Adviser (4 Feb 2005 to 25 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.