Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (19 Feb 2013 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (2 Nov 2012 to 23 Nov 2012)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (12 Aug 2009 to 28 Oct 2012)
  • Gardner Independent Limited (no longer approved here)

    FRN 409594

    • (2)Employed By (12 Aug 2009 to 28 Oct 2012)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (19 Feb 2009 to 11 Jun 2009)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 22 Jun 2009)
    • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
  • Weston Financial Partnership Ltd (no longer approved here)

    FRN 456913

    • Employed By (1 Mar 2007 to 22 Jun 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (14 May 2003 to 1 Mar 2007)
    • CF22 Investment Adviser (Trainee) (6 May 2003 to 14 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.