Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WESLEYAN FINANCIAL SERVICES LIMITED
FRN 134753
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (19 Feb 2013 to 8 Dec 2019)
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- CF30 Customer (2 Nov 2012 to 23 Nov 2012)
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- CF30 Customer (12 Aug 2009 to 28 Oct 2012)
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- (2)Employed By (12 Aug 2009 to 28 Oct 2012)
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- CF30 Customer (19 Feb 2009 to 11 Jun 2009)
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- CF30 Customer (1 Nov 2007 to 22 Jun 2009)
- CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
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- Employed By (1 Mar 2007 to 22 Jun 2009)
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- CF21 Investment Adviser (14 May 2003 to 1 Mar 2007)
- CF22 Investment Adviser (Trainee) (6 May 2003 to 14 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.