Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (15 Jan 2020 to 4 Jun 2021)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Apr 2004)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (7 Sep 2016 to 20 Jun 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 20 Jun 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (25 Aug 2004 to 31 Oct 2007)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 20 Jun 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 20 Jun 2019)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 20 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.