Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsibility for MCD Intermediation (23 Dec 2022 to 30 May 2024)
- Responsible for Insurance Distribution (23 Dec 2022 to 30 May 2024)
- SMF16 Compliance Oversight (23 Dec 2022 to 30 May 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Dec 2022 to 30 May 2024)
- SMF4 Chief Risk (23 Dec 2022 to 30 May 2024)
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- Responsibility for MCD Intermediation (23 Dec 2022 to 30 May 2024)
- Responsible for Insurance Distribution (23 Dec 2022 to 30 May 2024)
- SMF16 Compliance Oversight (23 Dec 2022 to 30 May 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Dec 2022 to 30 May 2024)
- SMF4 Chief Risk (23 Dec 2022 to 30 May 2024)
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- SMF4 Chief Risk (23 Dec 2022 to 3 Feb 2024)
- Responsibility for MCD Intermediation (23 Dec 2022 to 3 Feb 2024)
- Responsible for Insurance Distribution (23 Dec 2022 to 3 Feb 2024)
- SMF16 Compliance Oversight (23 Dec 2022 to 3 Feb 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Dec 2022 to 3 Feb 2024)
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Independent Order of Odd Fellows Manchester Unity Friendly Society Limited (no longer approved here)
FRN 109995
- CF29 Significant management (3 May 2013 to 21 Jan 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.