Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Responsibility for MCD Intermediation (23 Dec 2022 to 30 May 2024)
    • Responsible for Insurance Distribution (23 Dec 2022 to 30 May 2024)
    • SMF16 Compliance Oversight (23 Dec 2022 to 30 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (23 Dec 2022 to 30 May 2024)
    • SMF4 Chief Risk (23 Dec 2022 to 30 May 2024)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • Responsibility for MCD Intermediation (23 Dec 2022 to 30 May 2024)
    • Responsible for Insurance Distribution (23 Dec 2022 to 30 May 2024)
    • SMF16 Compliance Oversight (23 Dec 2022 to 30 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (23 Dec 2022 to 30 May 2024)
    • SMF4 Chief Risk (23 Dec 2022 to 30 May 2024)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • SMF4 Chief Risk (23 Dec 2022 to 3 Feb 2024)
    • Responsibility for MCD Intermediation (23 Dec 2022 to 3 Feb 2024)
    • Responsible for Insurance Distribution (23 Dec 2022 to 3 Feb 2024)
    • SMF16 Compliance Oversight (23 Dec 2022 to 3 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (23 Dec 2022 to 3 Feb 2024)
    • CF29 Significant management (3 May 2013 to 21 Jan 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.