Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Managing a material risk taker (since 20 Jul 2022)
    • [FCA CF] Client dealing (since 14 Dec 2017)
    • [FCA CF] Manager of certification employee (since 14 Dec 2017)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Dec 2016)
    • [FCA CF] Material risk taker (since 14 Dec 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (23 Jun 2015 to 8 Jul 2015)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (10 Oct 2011 to 8 Jul 2015)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Oct 2008 to 31 May 2011)
  • ERNST & YOUNG LLP (no longer approved here)

    FRN 196203

    • CF23 Corporate Finance Adviser (13 Jan 2003 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.