Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (15 Aug 2022 to 12 Jul 2025)
    • [PRA CF] Managing a material risk taker (14 Aug 2020 to 14 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (28 Feb 2017 to 12 Jul 2025)
    • [FCA CF] Manager of certification employee (28 Feb 2017 to 8 Nov 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Significant management (15 Aug 2022 to 12 Jul 2025)
    • [PRA CF] Managing a material risk taker (14 Aug 2020 to 14 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 12 Jul 2025)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 8 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.