Jason O'Brien

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PIMCO Europe Ltd

    FRN 149303

    • [FCA CF] Client dealing (since 6 Jan 2025)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (21 Jan 2020 to 25 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 25 May 2023)
    • [FCA CF] Material risk taker (1 Jan 2017 to 25 May 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 25 May 2023)
    • CF30 Customer (14 Jul 2011 to 6 Mar 2016)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (11 Jun 2009 to 20 May 2011)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 6 Mar 2009)
    • CF21 Investment Adviser (2 Nov 2006 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (11 Nov 2003 to 4 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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