Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Skipton Building Society
FRN 153706
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Oct 2019)
- [FCA CF] Functions requiring qualifications (since 8 Jun 2017)
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- CF30 Customer (16 Jun 2015 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 8 May 2012)
- CF21 Investment Adviser (12 Jun 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (22 Nov 2006 to 12 Jun 2007)
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- CF21 Investment Adviser (2 Feb 2005 to 12 Apr 2005)
- CF22 Investment Adviser (Trainee) (7 Jul 2004 to 2 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.