Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 16 Apr 2015)
    • CF1 Director (AR) (since 25 Oct 2011)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • (4)Employed By (since 9 Apr 2015)
  • Maple Leaf Financial Services Limited (no longer approved here)

    FRN 215157

    • (19)Employed By (9 May 2005 to 31 Dec 2007)
  • Garry Robinson (no longer approved here)

    FRN 215264

    • (7)Employed By (7 May 2003 to 9 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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