Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 16 Apr 2015)
- CF1 Director (AR) (since 25 Oct 2011)
- CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Maple Leaf Consulting Ltd
FRN 491743
- (4)Employed By (since 9 Apr 2015)
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- (19)Employed By (9 May 2005 to 31 Dec 2007)
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- (7)Employed By (7 May 2003 to 9 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.