Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Insight Wealth Financial Advisers Ltd
FRN 941825
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
- SMF3 Executive Director (since 1 Apr 2021)
- [FCA CF] Client dealing (since 1 Apr 2021)
- Responsible for Insurance Distribution (since 1 Apr 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2021)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Mar 2021)
- CF30 Customer (4 Jan 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.