Jason Mark Williams

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 10 Sep 2012)
    • CF30 Customer (since 28 Sep 2009)
  • Williams Financial Management Ltd

    FRN 507266

    • Employed By (since 28 Sep 2009)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (4 Mar 2008 to 24 Apr 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (14 Feb 2003 to 7 Jan 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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